THIS COURSE IS FOR FPA MEMBERS ONLY
Not a member? Join FPA to gain immediate access to this course.
The How Do You Comply learning series, exclusively for FPA members, includes video presentations and resources created by leading legal and financial industry compliance and regulations experts to explain, explore and unpack what the SEC rule package and the CFP Board's Code of Ethics and Standards of Conduct mean specifically for financial planners.
3 CFP® CE Credits Available
Click here to access the series.