Ethics & Professional Responsibility


Find courses that will help you understand new and existing rules and regulations that apply to your everyday professional activities. The course "Practicing Ethics - Applying CFP Board Standards" will satisfy CFP Board's required 2 hour ethics requirement. Please note that this is offered as a live re-broadcast event only. To register for this course, visit our live listings to find an upcoming date.


Ethics and Professional Responsibility (CE Credit)
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PLEASE NOTE THAT CE CREDIT IS ONLY AVAILABLE FOR THE LIVE PRESENTATION


This program fulfills the requirement for CFP Board approved Ethics CE. It has been designed to educate CFP® professionals on CFP Board's new Code of Ethics and Standards of Conduct effective October 1, 2019.


Level of Complexity: Intermediate

Formats Available: Event
Original Course Date: May 13, 2020

Approved Credit:
  • FPA: 2.00 hours CFP CE

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    This interactive, self-study course fulfills the requirement for CFP Board approved Ethics CE. It has been designed to educate CFP professionals on CFP Board's new Code of Ethics and Standards of Conduct effective October 1, 2019.
     

    Level of Complexity: Intermediate
     

    To complete the course:

    • Credit Checklist: Ethics Exam - You must complete the 20 mulitple choice questions. 70% is passing and after 3 unsuccessful attempt you will be required to retake the program.
    • Once you pass the exam, click the "continue" button and then complete the required credit submission survey.  Be sure to continue through the remaining screens to finish the credit submission process.
    • A certificate of completion will be available in your Education Credit Profile in the "Submitted Credit" section (scroll down).
    • CE credit will be reported to the CFP Board within 5-7 business days. 
    Formats Available: Streaming
    Original Course Date: April 01, 2019

    Approved Credit:
  • FPA: 2.00 hours CFP CE

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    THIS COURSE IS FOR FPA MEMBERS ONLY

    Not a member? Join FPA to gain immediate access to this course.
    The How Do You Comply learning series, exclusively for FPA members, includes video presentations and resources created by leading legal and financial industry compliance and regulations experts to explain, explore and unpack what the SEC rule package and the CFP Board's Code of Ethics and Standards of Conduct mean specifically for financial planners.  

    3 CFP® CE Credits Available

    Click here to access the series.

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    Ethics & Professional Responsibility (No Credit)