Ethics & Professional Responsibility


Find courses that will help you understand new and existing rules and regulations that apply to your everyday professional activities. The course "Practicing Ethics - Applying CFP Board Standards" will satisfy CFP Board's required 2 hour ethics requirement. Please note that this is offered as a live re-broadcast event only. To register for this course, visit our live listings to find an upcoming date.


Ethics and Professional Responsibility (CE Credit)
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PLEASE NOTE THAT CE CREDIT IS ONLY AVAILABLE FOR THE LIVE PRESENTATION


This program fulfills the requirement for CFP Board approved Ethics CE. It has been designed to educate CFP® professionals on CFP Board's new Code of Ethics and Standards of Conduct effective October 1, 2019.


Level of Complexity: Intermediate

Formats Available: Event
Original Course Date: February 12, 2020

Approved Credit:
  • FPA: 2.00 hours CFP CE

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    This program fulfills the requirement for CFP Board approved Ethics CE. It has been designed to educate CFP professionals on CFP Board's new Code of Ethics and Standards of Conduct effective October 1, 2019

    Level of Complexity: Intermediate

    To complete the Course

    • Credit Checklist: Ethics Exam - You must complete the 20 mulitple choice questions. 70% is passing and after 3 unsuccessful attempt you will be required to retake the program.
    • Once you pass the exam, click the "continue" button and then complete the required credit submission survey.  Be sure to continue through the remaining screens to finish the credit submission process.
    • A certificate of completion will be available in your Education Credit Profile in the "Submitted Credit" section (scroll down)
    • CE credit will be reported to the CFP Board within 5-7 business days. 
    Formats Available: Streaming
    Original Course Date: April 01, 2019

    Approved Credit:
  • FPA: 2.00 hours CFP CE

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    Ethics & Professional Responsibility (No Credit)
    Collapse Journal in the Round: Deconstructing the SEC


     

    Join the contributors of September's Journal of Financial Planning, Kevin L. Walsh and David N. Levine with Groom Law Group, as they continued to discuss the SEC's new rule package and main components of Reg BI. During this online, interactive roundtable, Walsh and Levine explained how to meet the best interest standard through the component obligations, how the package impacts financial planners and their clients, and more. This program included an audience Q&A led by Raymond Benton, CFP®, CRPC, EA, Journal in the Round moderator and FPA member.

    Overview: General review of subject from a broad perspective/ dive into basic knowledge on a skill or topic. For newer CFP® professionals or unfamiliar with subject.

    Formats Available: Streaming, Live Event + Archive
    Original Course Date: September 25, 2019

    Approved Credit:
  • FPA: 1 hour CFP CE

  • ADD COURSEADD COURSE Journal in the Round: Deconstructing the SEC