Practice Management
 
Find courses that cover how to start, grow, or transition your financial planning business, and techniques/strategies to better communicate with both clients and employees.

Practice Management (CE Credit)
Collapse How to Avoid Falling Victim to a Cyberattack - On Demand


It's not a matter of if you fall victim to a cyberattack, but when you'll fall victim to a cyberattack. Are you informed enough to know what to do when a breach happens? If not, you'll face legal and financial burdens, and put your practice at risk. Learn about network security and how to protect your firm's privacy as well as your clients' privacy.

Level of Complexity: Overview

Formats Available: Streaming
Original Course Date: September 13, 2018
On-Demand Release Date: Available Now

Approved Credit:
  • FPA: 1 hour CFP CE

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    Practice Management (No Credit)
    Collapse  Journal in the Round: Marketing Fails To Learn From

    Join our panel of marketing experts featured in the July issue of the Journal of Financial Planning as they share common marketing fails that financial planners can sometimes make. While focusing on other people’s mistakes, the panel will discuss lessons learned and how they can be positively transformed into successful marketing strategies. The discussion will include a lively audience Q and A, and will be moderated by an FPA volunteer.

    Level of Complexity: Overview - General review of subject from a broad perspective/dive into basic knowledge on a skill or topic. For newer CFP or unfamiliar with subject

    Formats Available: Streaming, Webinar + Archive
    Original Course Date: July 25, 2018
    On-Demand Release Date: Available Now
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    Collapse Best Practice Spotlight: How SignatureFD Takes Client Niches to the Next Level

    The benefits of adopting a niche-orientation are well-known. Planners can gain greater efficiency, depth, and differentiation from these benefits. But what happens when planners build niches into actual client communities? Join Heather Fortner and Jay Loyd of SignatureFD in Atlanta, Ga. for an inside look at how they are creating differentiated value with this approach.

    Intermediate: Builds upon knowledge in an “overview” level/assume working knowledge of topic. For CFP with previous exposure / 3 years experience.

    Formats Available: Webinar + Archive
    Original Course Date: April 02, 2019
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    Collapse Digital Advice and the Client Journey: 8 Critical Elements to Consider Before You Start

    In the financial services industry, it seems we are constantly told that the way to create greater engagement, scale and enhanced customer experience is through digital advice. Join  Russ Kliman, head of strategic programs and innovation at SEI, as he shares his insights and demonstrates how a combination of human and digital advice, through a high-tech, high-touch service model, can better serve our ideal clients.

    Overview: General review of subject from a broad perspective/ dive into basic knowledge on a skill or topic. For newer CFP or unfamiliar with subject

    Formats Available: Streaming, Webinar + Archive
    Original Course Date: September 05, 2018
    On-Demand Release Date: Available Now
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    Collapse How to Build a Cyber Dream Team

    Join Brian Edelman, CEO of FCI as he explains how to build a cyber dream team to empower an organization and keep clients’ information safe. Learn what regulators need to know in the event of a cybersecurity attack. 


    Level of Complexity: Overview - General review of subject from a broad perspective/ dive into basic knowledge on a skill or topic. For newer CFP or unfamiliar with subject

    Formats Available: Streaming
    Original Course Date: October 16, 2018
    On-Demand Release Date: Available Now
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    Collapse Journal in the Round : Next Generation of Planners Shifting the Paradigm

    September's Journal in the Round : Next Generation of Planners Shifting the Paradigm is a podcast hosted by Hannah Moore on her  weekly program, "You're a Financial Planner, Now What?" In this honest and engaging conversation, Hannah will sit around the table  with Journal contributors Yusuf Abugideiri and Russell Kroeger who co-wrote the cover story on their 3-step model for serving millennial clients.  They will be joined by fellow writers Lisa Kirchenbauer and Andrew Mehari, who shared their story in the September issue about building unique career paths for young planners, discussing the need for innovation in this space, and the new models being created by and for younger planners.  You can listen to this episode here and on FinancialPlannerPodcast.comiTunes, and Stitcher, starting September 26th.

    Formats Available: Streaming, Online Materials
    Original Course Date: September 26, 2017
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    Collapse Journal in the Round: AI


    The demand for planners to learn how to prepare for AI in financial planning continues to grow as clients’ expectations of services increase and their willingness to pay for asset management decreases. The contributors of the January's Journal of Financial Planning will discuss the anticipated changes, and be ready to answer questions to help planners learn how to adopt phases of leveraging scaled technology now and in the future, preparing practices and clients for the technology shift. It will include an audience Q and A, and be moderated by an FPA volunteer.


    Level of Complexity: Overview - General review of subject from a broad perspective/dive into basic knowledge on a skill or topic. For newer CFP or unfamiliar with subject

    Formats Available: Streaming, Webinar + Archive
    Original Course Date: January 30, 2019
    On-Demand Release Date: Available Now
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    Collapse Journal in the Round: Lessons Learned from the Past to Help Us Grow in the Future
    Rebroadcast

    Live Rebroadcast from the 2018 FPA Annual Conference in Chicago!

    Continuing the conversation that began at FPA Retreat 2018, Lew Walker and Ben Coombs, who together bring almost 100 years of financial planning experience, are joined by next generation leaders Rachel Moran and Alexandria Cole to share their very different career journeys and to connect their values, their passion and their vision for the future of the profession.


    Level of Complexity: Overview - General review of subject from a broad perspective/dive into basic knowledge on a skill or topic. For newer CFP or unfamiliar with subject

    Formats Available: Streaming, Webinar + Archive
    Original Course Date: October 31, 2018
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    Collapse Journal in the Round: Voices of the Profession on SEC Proposed Rules

    A cornerstone of any profession is the willingness of those in the profession to have their voices heard on those policies that impact them, their businesses and their clients. Join our panel of advocacy experts and FPA volunteers that represent the FPA Member Advocacy Council (FPA MAC), and FPA Legislative and Regulatory Issues Committee (LRIC) as they will discuss how these groups participated in organizing and composing the Financial Planning Coalition’s public comment on the proposed SEC regulatory package. This panel discussion incorporates August's regulatory update and fiduciary theme of the Journal of Financial Planning. It will include an audience Q and A, and be moderated by an FPA volunteer.

    Level of Complexity: Overview

    Formats Available: Streaming, Webinar + Archive
    Original Course Date: August 29, 2018
    On-Demand Release Date: Available Now

    Approved Credit:
  • FPA: 1 hour CFP CE

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    Collapse Sustainability: The Future of the Profession

     

    Sustainability is a concept that is shaping the future of financial planning. As growing businesses must meet the demands of more clients and tougher regulations, building a sustainable team presents a solution to these challenges. Learn how to build a team that will support growth goals, empower the next generation, and facilitate long-term succession planning.

     

    Level of Complexity: Overview - General review of subject from a broad perspective/dive into basic knowledge on a skill or topic. For newer CFP or unfamiliar with subject

    Please note that if you register for this partner-sponsored webinar, you are opting to receive communication from this webinar's partner. For more information about FPA's privacy policy, click here.

    Formats Available: Streaming, Webinar + Archive
    Original Course Date: July 11, 2018
    On-Demand Release Date: Available Now
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    Collapse The Art of Multigenerational Relationships: How to Connect to the Next Generation

     

    PLEASE NOTE THAT CE CREDIT IS ONLY AVAILABLE FOR THE LIVE PRESENTATION

    Learn about the importance of taking a full family approach to financial planning by creating multi-generational relationships within a client’s family. This webinar will educate you about the importance of financial advisers to take a full-family approach, creating multigenerational relationships within each client’s family. We’ll discuss industry research, statistics and trends, while sharing actionable steps to help you start building deeper, and more meaningful relationships with your clients and their families.
     

    Level of Complexity: Overview - General review of subject from a broad perspective/dive into basic knowledge on a skill or topic. For newer CFP or unfamiliar with subject


    Please note that if you register for this partner-sponsored webinar, you are opting to receive communication from this webinar's partner. For more information about FPA's privacy policy, click here.

    Formats Available: Streaming, Webinar + Archive
    Original Course Date: July 18, 2018
    On-Demand Release Date: Available Now

    Approved Credit:
  • FPA: 1 hour CFP CE

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    Collapse The Succession Challenge: Why Advisers are Failing to Plan for the Inevitable

     

     

    The FPA and Janus Henderson research shows that when it comes to succession planning, many financial planners are stuck. In fact, 51% reported that finding the right successor to their business is their top reason for hesitating to create a succession plan. 

     

     

    Join in this interactive, unique discussion that will empower you to jump-start the planning process, providing  solid guidelines for identifying potential successors and for developing a goal oriented plan towards a easier transition to whatever comes next. 


    Please note that if you register for this partner-sponsored webinar, you are opting to receive communication from this webinar's partner. For more information about FPA's privacy policy, click here.

    Formats Available: Streaming, Webinar + Archive
    Original Course Date: May 30, 2018
    On-Demand Release Date: Available Now
    ADD COURSEADD COURSE The Succession Challenge: Why Advisers are Failing to Plan for the Inevitable
    Collapse To Charge or Not to Charge

    Have you been wondering how you should be compensated for your financial planning services? Join Kevin Hughes, executive vice president at Enterprise Sales, to learn insights into how your peers are charging for their services based on new research conducted by PIEtech (the creator of MoneyGuidePro).

    Formats Available: Streaming
    Original Course Date: November 15, 2017
    On-Demand Release Date: Available Now
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