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Haven't had a chance to read the 1,363 pages of the SEC's Investment Advice Rule Package? No problem, FPA has you covered. This is the first in a series of webinars FPA will host on this rule package. In this webinar, attorneys from the Groom Law Group will give an overview of each of the SEC's final rules - Regulation Best Interest, Form CRS Relationship Summary and Form ADV Amendments, Commission Interpretation Standard of Conduct for Investment Advisers, and Commission Interpretation Broker-Dealer Exclusion.

Course Information
Course Date:
August 05, 2019
A Deep Dive in the SEC's Investment Advice Rule Package
Speaker Information
David Levine, Esq., Principal  [ view bio ]
Kevin Walsh, Esq., Principal  [ view bio ]
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