THIS COURSE IS FOR FPA MEMBERS ONLY
Haven't had a chance to read the 1,363 pages of the SEC's Investment Advice Rule Package? No problem because FPA has you covered. In this webinar, attorneys from the Groom Law Group gives an overview of each of the SEC's final rules - Regulation Best Interest, Form CRS Relationship Summary and Form ADV Amendments, Commission Interpretation Standard of Conduct for Investment Advisers, and Commission Interpretation Broker-Dealer Exclusion.
August 05, 2019
FPA Member Price:$0.00