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Haven't had a chance to read the 1,363 pages of the SEC's Investment Advice Rule Package? No problem because FPA has you covered. In this webinar, attorneys from the Groom Law Group gives an overview of each of the SEC's final rules - Regulation Best Interest, Form CRS Relationship Summary and Form ADV Amendments, Commission Interpretation Standard of Conduct for Investment Advisers, and Commission Interpretation Broker-Dealer Exclusion.

Course Information
Course Date:
August 05, 2019
A Deep Dive in the SEC's Investment Advice Rule Package
Speaker Information
David N. Levine, Esq.  [ view bio ]
Kevin L. Walsh, Esq.  [ view bio ]
Individual topic purchase: Selected
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