PLEASE NOTE THAT CE CREDIT IS ONLY AVAILABLE FOR THE LIVE PRESENTATION
 

THIS COURSE IS FOR FPA MEMBERS ONLY
Not a member? Join FPA to gain immediate access to this course. 
 

If you didn't have time to read the 770-page rule and explanations for the new SEC Regulation Best Interest rule, FPA has got you covered. The law firm of Carr Butterfield, LLC, will break down the intricacies of Regulation Best Interest and what it means for financial planners. This program is the first in a series of SEC programs that FPA will present to its members.

Overview: General review of subject from a broad perspective/ dive into basic knowledge on a skill or topic. For newer CFP® professionals or unfamiliar with subject.

Course Objectives
  • Identify the difference between a fiduciary standard of care and regulation best interest.
  • Learn how financial planners need to comply with Regulation Best Interest.
  • Be exposed to the SEC's Regulation Best Interest (Reg BI) and how it applies to financial planners.
Course Information
Date Presented:
September 19, 2019 4:00 PM Eastern
Length:
1 hour
Registration Fee:
Free
SEC Regulation Best Interest: What It Means for Financial Planners
Speaker Information
John T. Carr  [ view bio ]
Individual topic purchase: Selected
Financial Planning Association
CFP CE: 1.00