How Do You Comply?

The How Do You Comply learning series, exclusively for FPA members, includes video presentations and resources created by leading legal and financial industry compliance and regulations experts to explain, explore and unpack what the SEC rule package and the CFP Board's Code of Ethics and Standards of Conduct mean specifically for financial planners.  

3 CFP® CE credits available

Bundle Information
This Bundle is for FPA members only.
Included Content
Course Product
SEC Regulation Best Interest: What It Means for Financial Planners (How Do You Comply Series)Streaming
Understanding SEC's Interpretation Regarding the Standard of Conduct for Investment Advisers (How Do You Comply Series)Streaming
An Overview of How to Use Form CRS (How Do You Comply Series)Streaming
An Introduction to the SEC's Investment Advice Rule Package (How Do You Comply Series)Streaming
Comparing SEC Reg BI and CFP Board Code of Ethics and Standards of Conduct (How Do You Comply Series)Streaming
Journal in the Round: Deconstructing the SEC's New Rule PackageStreaming
Bonus: How Do You Comply? A Conversation With The Experts At FPA Annual Conference 2019Streaming